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Transactions and SQL
The Setting
• Database systems are normally being
accessed by many users or processes at
the same time.
– Both queries and modifications.

• Unlike operating systems, which support
interaction of processes, a DMBS needs
to keep processes from troublesome
interactions.
Example: Bad Interaction
• You and your domestic partner each take
$100 from different ATM’s at about the
same time.
– The DBMS better make sure one account
deduction doesn’t get lost.

• Compare: An OS allows two people to edit
a document at the same time. If both
write, one’s changes get lost.
ACID Transactions
• A DBMS is expected to support “ACID
transactions,” processes that are:
– Atomic : Either the whole process is done or
none is.
– Consistent : Database constraints are
preserved.
– Isolated : It appears to the user as if only one
process executes at a time.
– Durable : Effects of a process do not get lost if
the system crashes.
Transactions in SQL
• SQL supports transactions, often
behind the scenes.
– Each statement issued at the generic
query interface is a transaction by itself.
– In programming interfaces like Embedded
SQL or PSM, a transaction begins the first
time a SQL statement is executed and
ends with the program or an explicit
transaction-end.
COMMIT
• The SQL statement COMMIT causes a
transaction to complete.
– It’s database modifications are now
permanent in the database.
ROLLBACK
• The SQL statement ROLLBACK also
causes the transaction to end, but by
aborting.
– No effects on the database.

• Failures like division by 0 or a
constraint violation can also cause
rollback, even if the programmer does
not request it.
An Example: Interacting Processes
• Assume the usual Sells(bar,beer,price)
relation, and suppose that Joe’s Bar sells
only Bud for $2.50 and Miller for $3.00.
• Sally is querying Sells for the highest and
lowest price Joe charges.
• Joe decides to stop selling Bud and
Miller, but to sell only Heineken at $3.50.
Sally’s Program
• Sally executes the following two SQL
statements, which we call (min) and
(max), to help remember what they do.
(max)
SELECT MAX(price) FROM Sells
WHERE bar = ’Joe’’s Bar’;
(min)
SELECT MIN(price) FROM Sells
WHERE bar = ’Joe’’s Bar’;
Joe’s Program
• At about the same time, Joe executes the
following steps, which have the mnemonic
names (del) and (ins).
(del) DELETE FROM Sells
WHERE bar = ’Joe’’s Bar’;
(ins) INSERT INTO Sells
VALUES(’Joe’’s Bar’, ’Heineken’, 3.50);
Interleaving of Statements
• Although (max) must come before (min),
and (del) must come before (ins), there
are no other constraints on the order of
these statements, unless we group Sally’s
and/or Joe’s statements into transactions.
Example: Strange Interleaving
• Suppose the steps execute in the order
(max)(del)(ins)(min).
Joe’s Prices:
2.50, 3.00 2.50, 3.00
3.50
Statement:
(max)
(del)
(ins)
(min)
Result:
3.00

• Sally sees MAX < MIN!

3.50
Fixing the Problem by Using
Transactions

• If we group Sally’s statements (max)(min)
into one transaction, then she cannot see
this inconsistency.
• She sees Joe’s prices at some fixed time.
– Either before or after he changes prices, or in
the middle, but the MAX and MIN are
computed from the same prices.
Another Problem: Rollback
• Suppose Joe executes (del)(ins), not as
a transaction, but after executing these
statements, thinks better of it and
issues a ROLLBACK statement.
• If Sally executes her statements after
(ins) but before the rollback, she sees a
value, 3.50, that never existed in the
database.
Solution
• If Joe executes (del)(ins) as a transaction,
its effect cannot be seen by others until
the transaction executes COMMIT.
– If the transaction executes ROLLBACK
instead, then its effects can never be seen.
Isolation Levels
• SQL defines four isolation levels =
choices about what interactions are
allowed by transactions that execute at
about the same time.
• How a DBMS implements these isolation
levels is highly complex, and a typical
DBMS provides its own options.
Choosing the Isolation Level
•

Within a transaction, we can say:
SET TRANSACTION ISOLATION LEVEL X
where X =
1.
2.
3.
4.

SERIALIZABLE
REPEATABLE READ
READ COMMITTED
READ UNCOMMITTED
Serializable Transactions
• If Sally = (max)(min) and Joe = (del)(ins) are
each transactions, and Sally runs with
isolation level SERIALIZABLE, then she will
see the database either before or after Joe
runs, but not in the middle.
• It’s up to the DBMS vendor to figure out how
to do that, e.g.:
– True isolation in time.
– Keep Joe’s old prices around to answer Sally’s
queries.
Isolation Level Is Personal Choice
• Your choice, e.g., run serializable,
affects only how you see the database,
not how others see it.
• Example: If Joe Runs serializable, but
Sally doesn’t, then Sally might see no
prices for Joe’s Bar.
– i.e., it looks to Sally as if she ran in the
middle of Joe’s transaction.
Read-Commited Transactions
• If Sally runs with isolation level READ
COMMITTED, then she can see only
committed data, but not necessarily the
same data each time.
• Example: Under READ COMMITTED, the
interleaving (max)(del)(ins)(min) is
allowed, as long as Joe commits.
– Sally sees MAX < MIN.
Repeatable-Read Transactions
• Requirement is like read-committed, plus:
if data is read again, then everything seen
the first time will be seen the second time.
– But the second and subsequent reads may
see more tuples as well.
Example: Repeatable Read
• Suppose Sally runs under REPEATABLE
READ, and the order of execution is (max)
(del)(ins)(min).
– (max) sees prices 2.50 and 3.00.
– (min) can see 3.50, but must also see 2.50
and 3.00, because they were seen on the
earlier read by (max).
Read Uncommitted
• A transaction running under READ
UNCOMMITTED can see data in the
database, even if it was written by a
transaction that has not committed (and
may never).
• Example: If Sally runs under READ
UNCOMMITTED, she could see a price
3.50 even if Joe later aborts.

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11. transaction sql

  • 2. The Setting • Database systems are normally being accessed by many users or processes at the same time. – Both queries and modifications. • Unlike operating systems, which support interaction of processes, a DMBS needs to keep processes from troublesome interactions.
  • 3. Example: Bad Interaction • You and your domestic partner each take $100 from different ATM’s at about the same time. – The DBMS better make sure one account deduction doesn’t get lost. • Compare: An OS allows two people to edit a document at the same time. If both write, one’s changes get lost.
  • 4. ACID Transactions • A DBMS is expected to support “ACID transactions,” processes that are: – Atomic : Either the whole process is done or none is. – Consistent : Database constraints are preserved. – Isolated : It appears to the user as if only one process executes at a time. – Durable : Effects of a process do not get lost if the system crashes.
  • 5. Transactions in SQL • SQL supports transactions, often behind the scenes. – Each statement issued at the generic query interface is a transaction by itself. – In programming interfaces like Embedded SQL or PSM, a transaction begins the first time a SQL statement is executed and ends with the program or an explicit transaction-end.
  • 6. COMMIT • The SQL statement COMMIT causes a transaction to complete. – It’s database modifications are now permanent in the database.
  • 7. ROLLBACK • The SQL statement ROLLBACK also causes the transaction to end, but by aborting. – No effects on the database. • Failures like division by 0 or a constraint violation can also cause rollback, even if the programmer does not request it.
  • 8. An Example: Interacting Processes • Assume the usual Sells(bar,beer,price) relation, and suppose that Joe’s Bar sells only Bud for $2.50 and Miller for $3.00. • Sally is querying Sells for the highest and lowest price Joe charges. • Joe decides to stop selling Bud and Miller, but to sell only Heineken at $3.50.
  • 9. Sally’s Program • Sally executes the following two SQL statements, which we call (min) and (max), to help remember what they do. (max) SELECT MAX(price) FROM Sells WHERE bar = ’Joe’’s Bar’; (min) SELECT MIN(price) FROM Sells WHERE bar = ’Joe’’s Bar’;
  • 10. Joe’s Program • At about the same time, Joe executes the following steps, which have the mnemonic names (del) and (ins). (del) DELETE FROM Sells WHERE bar = ’Joe’’s Bar’; (ins) INSERT INTO Sells VALUES(’Joe’’s Bar’, ’Heineken’, 3.50);
  • 11. Interleaving of Statements • Although (max) must come before (min), and (del) must come before (ins), there are no other constraints on the order of these statements, unless we group Sally’s and/or Joe’s statements into transactions.
  • 12. Example: Strange Interleaving • Suppose the steps execute in the order (max)(del)(ins)(min). Joe’s Prices: 2.50, 3.00 2.50, 3.00 3.50 Statement: (max) (del) (ins) (min) Result: 3.00 • Sally sees MAX < MIN! 3.50
  • 13. Fixing the Problem by Using Transactions • If we group Sally’s statements (max)(min) into one transaction, then she cannot see this inconsistency. • She sees Joe’s prices at some fixed time. – Either before or after he changes prices, or in the middle, but the MAX and MIN are computed from the same prices.
  • 14. Another Problem: Rollback • Suppose Joe executes (del)(ins), not as a transaction, but after executing these statements, thinks better of it and issues a ROLLBACK statement. • If Sally executes her statements after (ins) but before the rollback, she sees a value, 3.50, that never existed in the database.
  • 15. Solution • If Joe executes (del)(ins) as a transaction, its effect cannot be seen by others until the transaction executes COMMIT. – If the transaction executes ROLLBACK instead, then its effects can never be seen.
  • 16. Isolation Levels • SQL defines four isolation levels = choices about what interactions are allowed by transactions that execute at about the same time. • How a DBMS implements these isolation levels is highly complex, and a typical DBMS provides its own options.
  • 17. Choosing the Isolation Level • Within a transaction, we can say: SET TRANSACTION ISOLATION LEVEL X where X = 1. 2. 3. 4. SERIALIZABLE REPEATABLE READ READ COMMITTED READ UNCOMMITTED
  • 18. Serializable Transactions • If Sally = (max)(min) and Joe = (del)(ins) are each transactions, and Sally runs with isolation level SERIALIZABLE, then she will see the database either before or after Joe runs, but not in the middle. • It’s up to the DBMS vendor to figure out how to do that, e.g.: – True isolation in time. – Keep Joe’s old prices around to answer Sally’s queries.
  • 19. Isolation Level Is Personal Choice • Your choice, e.g., run serializable, affects only how you see the database, not how others see it. • Example: If Joe Runs serializable, but Sally doesn’t, then Sally might see no prices for Joe’s Bar. – i.e., it looks to Sally as if she ran in the middle of Joe’s transaction.
  • 20. Read-Commited Transactions • If Sally runs with isolation level READ COMMITTED, then she can see only committed data, but not necessarily the same data each time. • Example: Under READ COMMITTED, the interleaving (max)(del)(ins)(min) is allowed, as long as Joe commits. – Sally sees MAX < MIN.
  • 21. Repeatable-Read Transactions • Requirement is like read-committed, plus: if data is read again, then everything seen the first time will be seen the second time. – But the second and subsequent reads may see more tuples as well.
  • 22. Example: Repeatable Read • Suppose Sally runs under REPEATABLE READ, and the order of execution is (max) (del)(ins)(min). – (max) sees prices 2.50 and 3.00. – (min) can see 3.50, but must also see 2.50 and 3.00, because they were seen on the earlier read by (max).
  • 23. Read Uncommitted • A transaction running under READ UNCOMMITTED can see data in the database, even if it was written by a transaction that has not committed (and may never). • Example: If Sally runs under READ UNCOMMITTED, she could see a price 3.50 even if Joe later aborts.